Guidelines and principles

Below you will find downloadable versions of our guidelines and principles:
 
   Information about the complaint management procedure

   Guidelines for sustainable investments (ESG)

   ETHENEA – PRINCIPAL Adverse Impacts (PAI) STATEMENT

   Voting report

   Sustainability Report

   Rules of good conduct

   Guideline for exercising voting rights

   Summary of investor rights

   Principles regarding the best-possible execution of customer orders (best execution)

   Remuneration Policy of ETHENEA Independent Investors S.A.

   Sub-Custodians of DZ Privatbank S.A.

   Conflict of Interests Policy of ETHENEA Independent Investors S.A.

   Guidelines for the selection of OTC counterparties

   Change or discontinuation of a reference value - (German)

   Swing Pricing Policy - (German)

Terms of use

The information and contents of this website constitute neither a public offer nor a request to submit an offer for the acquisition of securities, fund units or financial instruments. An investment decision related to the products presented herein should only be made on the basis of the relevant sales documents (sales prospectus, key investor information, semi-annual or annual reports) and never on the basis of this website. The products described on this website are not eligible for distribution in all countries and may in any case only be sold to qualified investors. The information and contents of this website are therefore not intended for natural persons or legal entities whose residence or business location is subject to jurisdiction providing for restrictions regarding the dissemination of such information. Natural persons or legal entities whose residence or business location is subject to foreign jurisdiction should therefore familiarise themselves with said restrictions and comply with them as appropriate.

The information contained in this website is in particular not intended for the USA. US citizens, according to the definition in Regulation S of the US Securities Act 1933, and legal entities domiciled in the USA are forbidden to access this website. The information presented on these websites may not be distributed or disseminated in the USA. The products listed herein have not been and will not be registered under the US Securities Act of 1933 and trading in these products has not been approved for the purposes of the US Commodities Exchange Act of 1936. The products listed on this website may not be offered or sold in the USA either to US citizens or to legal entities domiciled in the USA.

Information about the website

The content of the ETHENEA Independent Investors S.A. website has been carefully researched and compiled. However, no guarantee is given as to its correctness, completeness or accuracy. Despite having carried out thorough checks, we assume no liability for the content of linked websites. The operators of such linked sites are solely responsible for the content thereof.

The ETHENEA Independent Investors S.A. website is available for information purposes only.

No-one is authorised to rely on information that is not contained in the prospectus or publicly available documentation.
The content and structure of ETHENEA websites are protected by copyright. Reproduction of the information or data, in particular the use of text, parts of text or images, requires the prior consent of the publisher.

ETHENEA Independent Investors S.A. assumes no liability for the accuracy of the information provided herein.

An investment in investment funds, as with all securities and comparable financial assets, carries the risk of capital or currency losses. Consequently, the unit price and the yield are variable and cannot be guaranteed. The costs of a fund investment have an effect on the actual profit. No guarantee can be given that the investment objectives will be achieved. The statutory sales documents (Key Information Documents (PRIIPs-KIDs), sales prospectuses and reports) provide detailed information on potential risks and form the sole legal basis for a purchase of units. These documents can be obtained free of charge from the management company, ETHENEA Independent Investors S.A., the custodian bank, as well as the relevant national paying and information agents.

The paying or information agents for the Ethna Funds, HESPER FUND and MainFirst funds are the following:

The paying or information agents for the third party funds are the following: